While settlement agents (including attorneys acting as settlement agents) are responsible for filing, real estate agents play a critical role in identifying reportable transactions and preparing clients for a smooth transaction.
YOU’LL NEED TO:
Ask early if the buyer is an LLC, corporation, or trust and immediately alert the settlement agent if there are any changes.
Confirm whether financing involves a lender with an AML program.
Help Buyer and Seller clients timely gather or meet with appropriate professionals to gather:
Failure to comply can result in civil and criminal penalties, including imprisonment. Agents must be proactive to avoid delays and protect clients.
A TRANSACTION MUST BE REPORTED IF:
NO REPORT IS REQUIRED FOR:
The rule itself has many other exemptions. Your customer may need to consult with their attorney or other advisors to help assist with determining whether an exemption may be applicable. Exemptions to the Rule can be found at the FinCEN website, https://www.fincen.gov/rre-faqs, and in the US Code of Federal Regulations, see 31 C.F.R.1031.320(b), (n)(10), (n)(11).